Author: elghoulam

Recession not likely, says Morgan Stanley’s Gorman

[ad_1] Morgan Stanley chairman and CEO James Gorman, who is stepping down from that lofty perch next year, said Wednesday morning in a conference call with analysts that a recession is not on the immediate horizon. Gorman’s call comes after months of speculation by a variety of market participants, including some financial advisors, that a… Continue reading Recession not likely, says Morgan Stanley’s Gorman

AICPA Honors Financial Reporting Leader with Gold Medal

[ad_1] The American Institute of CPAs has awarded Robert H. Herz, CPA, CGMA, FCA, with its 2023 AICPA Gold Medal Award of Distinction. The award, presented since 1944, is the highest honor bestowed by the AICPA, recognizing CPAs “whose influence on the accounting profession has been especially notable.” The award was presented by Tracey Golden, Past… Continue reading AICPA Honors Financial Reporting Leader with Gold Medal

SEC maintains ESG focus despite absence in exam priorities

[ad_1] Just because ESG wasn’t mentioned in the SEC’s examination priorities doesn’t mean that ESG regulation is out of mind for the agency. The Securities and Exchange Commission didn’t mention reviewing the use of environmental, social and governance factors in investment recommendations and strategies as an emphasis of its investment advisor exams in 2024 in… Continue reading SEC maintains ESG focus despite absence in exam priorities

The CFP Exam Is Difficult. 5 Pros Offer Their Best Tips for Passing It.

[ad_1] The Certified Financial Planner credential is highly valued by financial advisors, because it denotes competency in the field as well as a commitment to a code of ethics and professional conduct. But the exam—two three-hour sessions over the course of a day—is challenging. The pass rate for the July test was 67%, according to… Continue reading The CFP Exam Is Difficult. 5 Pros Offer Their Best Tips for Passing It.

What’s a robo-advisor and is one right for you?

[ad_1] You may have heard the term “robo-advisor” before. As more and more people are turning to their phones and tablets to handle their finances, it’s a word that’s getting a lot of use. But what are robo-advisors, and what do they do? Here’s an overview that can help you decide whether a robo-advisor might… Continue reading What’s a robo-advisor and is one right for you?

RIA Leaders 2023: 11 more views on RIA referrals

[ad_1] The referral programs operated by the retail wealth management and custodial arms of Charles Schwab and Fidelity Investments provide tens of thousands of leads each year. However, only certain registered investment advisory firms that meet Schwab’s and Fidelity’s criteria and pay sizable fees can gain access to that pool of new potential customers, according… Continue reading RIA Leaders 2023: 11 more views on RIA referrals

From Corporate Finance to Passionate Financial Planner

[ad_1] Despite studying corporate finance in college and her school lacking a financial planning program, Haley Tolistky’s internship with an independent financial advisor sparked her passion for the industry. As a recent graduate, she faced challenges in job hunting, especially without completing the CFP curriculum, but acknowledges the evolution of resources available for students and… Continue reading From Corporate Finance to Passionate Financial Planner