Savvy Nabs $80M AUM South Florida Advisor From LPL

[ad_1] New York-based Savvy Advisors, a digitally oriented registered investment advisor, announced that it has added Fort Lauderdale, Fla.-based Michael Most as a principal wealth manager from LPL. “Michael Most’s arrival at Savvy, with his extensive knowledge and experience, provides further  validation of our model and represents a monumental step in the right… Continue reading Savvy Nabs $80M AUM South Florida Advisor From LPL

A Mentor to Many: MAKER Jennifer McGlynn

[ad_1] Jennifer, who has worked with support professionals for most of her career, takes it upon herself to advocate for others, because “not everyone knows how to advocate for themselves,” she says. She recommends that those early in their careers get to know upper management and “be courageous” about putting time on their calendars. She… Continue reading A Mentor to Many: MAKER Jennifer McGlynn

Institutions | LPL Financial

[ad_1] The enterprise transition Julie Bates, Program Manager and Financial Planner at Delta Community Credit Union’s wealth management business, spearheaded the decision to leverage LPL’s broker-dealer services after spending 20 years with the company’s former broker-dealer. Hear more about the transition process and how LPL helped this enterprise “connect with the next generation of investors.”… Continue reading Institutions | LPL Financial

Ameriprise sees impressive growth in third quarter

[ad_1] Ameriprise Financial Thursday announced a big hike in its adjusted profits for the third quarter and and attributed the success to a significant expansion in client assets and a surge in assets under management. In a robust performance, the firm saw total client assets swell by almost 15%, reaching an impressive $816 billion, up… Continue reading Ameriprise sees impressive growth in third quarter

FRX Innovations, Inc. Appoints Financial Advisor to Explore Strategic Alternatives and Provides Corporate Update

[ad_1] BOSTON, MA – (NewMediaWire) – October 26, 2023 – TheNewswire – FRX Innovations Inc. (TSXV:FRXI) (FSE:W2A) (OTC:FRXI) (“FRX” or the “Company“), a leader in eco-friendly flame retardant solutions, announced on September 27, 2023 that the Company would be exploring its available strategic alternatives, in this context, the Strategic Sub Committee (Special Committee) of the… Continue reading FRX Innovations, Inc. Appoints Financial Advisor to Explore Strategic Alternatives and Provides Corporate Update

Raymond James nears finish line on ‘record’ haul of big advisor teams

[ad_1] Independent broker-dealer heavyweight Raymond James is teasing the prospect of a big bump in its advisor headcount next quarter, as it moves on from another flat quarter on that front.  “Our advisor recruiting activity has picked up significantly over the last two months, with record numbers of large teams in the pipeline,” Paul Reilly,… Continue reading Raymond James nears finish line on ‘record’ haul of big advisor teams

Safeguard Metals settles with CFTC over alleged $68M fraud

[ad_1] Another company is settling fraud charges from regulators amid a widespread crackdown on precious metals dealers that target retirees. The firm, Safeguard Metals, along with its sole owner, Jeffrey Ikahn, allegedly defrauded customers to whom it marketed gold IRAs of $68 million, according to two separate lawsuits brought by the Securities and Exchange Commission… Continue reading Safeguard Metals settles with CFTC over alleged $68M fraud

FRX Innovations, Inc. Appoints Financial Advisor to Explore Strategic Alternatives and Provides Corporate Update

[ad_1] Boston, MA – TheNewswire – October 26, 2023 – FRX Innovations Inc. (TSXV:FRXI) (FSE:W2A) (OTC:FRXI) (“FRX” or the “Company”), a leader in eco-friendly flame retardant solutions, announced on September 27, 2023 that the Company would be exploring its available strategic alternatives, in this context, the Strategic Sub Committee (Special Committee) of the Company’s Board… Continue reading FRX Innovations, Inc. Appoints Financial Advisor to Explore Strategic Alternatives and Provides Corporate Update